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Order Routing (SEC Rule 606)
Public Disclosure - SEC 605 Disclosure Download
Rule 605 Explanation
Select Company Name:
-- Select Company --
ALLN - Allen & Company LLC
ANDZ - SunGard Brokerage & Securities Services LLC
AYME - Martinez-Ayme Securities
BKRT - Buckman, Buckman & Reid, Inc.
BNCH - The Benchmark Company, LLC
BRGE - (NUBG) Newbridge Securities
COWX - Cowen & Co
DEMO - Demo Trading, Inc.
DOMS - Domestic Securities
DOTC - Dougherty & Company
EGRO - Emerging Growth
FATS - First Brokers Securities LLC
FREX - Fox River Execution Technology, LLC
GARB - ICAP Corporates, LLC
GARC - ICAP Corporates, LLC
GNLR - Gunnallen Financial Inc.
HDSI - Hudson Securities Inc., Institutional DMA
HDSM - Hudson Securities, Inc. Institutional DMA
HDSN - Hudson Securities Inc.
INTL - INTL Trading
JPTC - JP Turner & Co. Inc.
JPTM - JP Turner & Co Inc.
JSLC - Jesup & Lamont Securities Corp.
KEYB - Keybanc Capital Markets Inc.
KOSE - Koonce Securities
LAFC - RF Lafferty & Co.
MOKE - Morgan Keegan
MURF - Murphy Durieu
NATL - National Securities, Corp.
OPCO - Oppenheimer & Co.
PAUL - Paulson Investment
PNTE - Pointe Capital
POLW - ICAP Corporates, LLC
PONT - JHS Capital Advisers Inc
PRBC - JHS Capital Advisers Inc.
RMCI - Rushmore Capital Inc.
SIBI - SunGard Institutional Brokerage, Inc.
SSGI - Seton Securities Group, Inc.
STXG - Stockcross Financial Services
SUNB - SunGard Institutional Brokerage, Inc
TDCO - Thomson Davis & Co.
USCA - U.S. Capital Advisors LLC
VFIN - VFinance Ivestments, Inc
VNDM - Vandham Securities
WDCO - Wilson Davis Company
WEDB - Wedbush Morgan Securities
