Overview - Best Execution & Order Routing

SunGard Trading Systems provides clients with products to assist in complying with Securities and Exchange Commission ("SEC") Rules 605 and 606. SEC Rules mandate that firms publish, on a public website, specific data that relates to order execution (Rule 605) and order routing (Rule 606) practices. These products are available to all clients.

Order Execution (SEC Rule 605)

Order Routing (SEC Rule 606)

To learn more about Valdi Trading Compliance click here.